FINRA Test Prep Financial Industry Regulatory Authority Quiz Exam
FINRA MCQ Exam Prep
Key Features of this APP:
• At practice mode you can see the explanation describing the correct answer.
• Real exam style full mock exam with timed interface
• Ability to create own quick mock by choosing the number of MCQ’s.
• You can create your profile and see your result history with just one click.
• This app contains large number of question set that covers all syllabus area.
The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect investors by making sure the United States securities industry operates fairly and honestly. FINRA oversees about 4,250 brokerage firms, about 162,155 branch offices and approximately 629,525 registered securities representatives.
FINRA has approximately 3,400 employees and operates from Washington, D.C., and New York, NY, with 20 regional offices around the country.
FINRA offers regulatory oversight over all securities firms that do business with the public, plus those offering professional training, testing, and licensing of registered persons, arbitration and mediation, market regulation by contract for the New York Stock Exchange, the NASDAQ Stock Market, Inc., the American Stock Exchange LLC, and the International Securities Exchange, LLC; and industry utilities, such as Trade Reporting Facilities and other over-the-counter operations.
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